The Chartered Institute for Securities & Investment (CISI) and the Financial Industry Regulatory Authority of the USA (FINRA) have announced the signing of a Memorandum of Understanding (MoU) which will provide FINRA member UK-based retail investment advisers a program to meet the new UK exam standards to continue to be able to advise on securities and derivatives in the UK market and be entitled to CISI membership. [Read more…]
Archives for August 2012
The Profits of Oppression
August 2, 2012 By 1 Comment
A greater threat to open markets than bureaucrats, union bosses or socialists are business owners who exploit regulations to prey on entrepreneurs, argues well-known commentator Luke Johnson of the UK private equity firm Risk Capital Partners. [Read more…]
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